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MR

Michael D. Rabbass

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CRD#: 5490963
MR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Don Rabbass, who also goes by Mike Rabbas, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 2 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Rabbas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 21, 2008 - September 22, 2008

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

April 9, 2008 - April 21, 2008

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


LS
LONE STAR SECURITIES, INC.
FRONTIER SECURITIES, INC. | LONE STAR SECURITIES, INC.

CRD#: 20452 / SEC#: , 8-38254

BD
Terminated by SEC on 10/07/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 06/12/1987
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
IRELAND, JOSEPH HOBDYSECRETARY/TREASURER/PRESIDENT/CCO1716003
CROCKER, SCOTT HARRISONOWNER2075717
MORAN, CHRISTOPHER JOHNOWNER2075718

Disclosures


Regulatory Event8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LONE STAR SECURITIES, INC.

CRD#: 20452

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