Peter Gregory Dixon
Professional Summary
Peter Gregory Dixon was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2008 - 2016. Peter had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
GORIAN INVESTMENT GROUP, INC. | PAINTER, SMITH AND GORIAN INC. | PAINTER, SMITH AND AMBERG INC. | GORIAN THORNES INC.
Contact Information
Main Address
1200 California Street Suite 220, Redlands, CA 92374-2948Mailing Address
1200 California Street Suite 220, Redlands, CA 92374-2948Phone Number
(909) 557-2800Established
California since 01/01/1982Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
4Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
437AUM (Assets Under Management)
$115,663,682Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/29/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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