Matthew B. Mcconaty
Professional summary
Matthew Brady Mcconaty, who also goes by Matthew Mcconaty, Matthew Brady Mcconaty, is a registered financial professional currently at SANFORD C. BERNSTEIN & CO., LLC located in Denver, Colorado.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Brady Mcconaty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2026 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 1400 16th Street Suite 450, Denver, CO 80202January 12, 2012 - February 11, 2013
W.G. NIELSEN & CO.
July 23, 2009 - November 21, 2011
LPL FINANCIAL LLC
July 23, 2009 - November 21, 2011
LPL FINANCIAL LLC
October 2, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
September 9, 2008 - May 13, 2009
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
SANFORD C. BERNSTEIN & CO., LLC
CRD#: 104474 / SEC#: 801-57937, 8-52942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2026)
Exams
Series 7TO
Date: 8/14/2026
General Securities Representative ExaminationFINRA
Current Firm
SANFORD C. BERNSTEIN & CO., LLC
CRD#: 104474 / SEC#: 801-57937, 8-52942
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE CAPITAL MANAGEMENT LLC | SOLE LLC MEMBER | |
| EISENBERG, STEVEN MICHAEL | HEAD OF BUSINESS DEVELOPMENT | 2963027 |
| KRUEGER, GARY MICHAEL | CHIEF FINANCIAL OFFICER AND DIRECTOR | 2840211 |
| MEYERS, RICHARD EDWARD | CHIEF EXECUTIVE OFFICER | 4453533 |
| PURCELL, KEITH ANDREW | PRINCIPAL OPERATIONS OFFICER | 4228391 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 1,648,000,000 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
