Justin A. Gilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Adam Gilly was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2009. Justin had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2012 - August 1, 2014
VERITY ASSET MANAGEMENT
May 15, 2012 - August 1, 2014
VERITY INVESTMENTS, INC.
August 9, 2011 - March 30, 2012
GWN SECURITIES INC.
June 13, 2011 - March 30, 2012
GWN SECURITIES INC.
May 13, 2011 - June 7, 2011
GWN SECURITIES INC.
March 13, 2009 - June 10, 2011
INTERACTIVE FINANCIAL ADVISORS
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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