JH
John C. Hutchins
RETIREMENT PLANNING SOLUTIONS
Louisville, KY 40222
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CRD#: 5489928
JH
Professional summary
John Carroll Hutchins IV, who also goes by John C Hutchins IV, John C Hutchins, Jc Hutchins, John Carroll Hutchins, is a registered financial advisor currently at RETIREMENT PLANNING SOLUTIONS, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. John has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John C Hutchins Iv | John C Hutchins | Jc Hutchins | John Carroll Hutchins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Retirement Planning Solutions; Investment-Related; 3432 Stony Spring Circle, Louisville, KY 40220; LLC; Investment Adviser Representative; Start Date: 3/1/2021; 200 hours devoted monthly; 150 hours devoted monthly during trading hours; Investment Advisory Business start date of 3/1/2021 2) Louisville Kings Lacrosse; Non-Investment Related; 600 N English Station Rd. Louisville, KY 40223; Corporation; Head Coach; Start Date: 9/9/2023; 5 hours devoted monthly; 0 hours devoted during trading hours; Coaching the fundamentals of Lacrosse 3) Clover Wealth Partners, LLC; Investment-Related; 7508 New La Grange Road, #2, Louisville, KY, 40222; LLC; Owner; Start Date: 6/1/2024; 160 hours devoted monthly; 120 hours devoted monthly during trading hours; Financial Planning Services and separate office space 4) Silver Oak Securities, Inc.; Investment-Related; 403 N Pkwy #101 Jackson, TN 38305; LLC; Investment Adviser Representative; Start Date: 3/2024; 160 hours devoted monthly; 120 hours devoted monthly during trading hours; Commission products 5) Assumption High School,Is Not Investment Related,"2170 Tyler Lane, , Louisville, KY, 40205, United States",Coaching,Lacrosse Coach,3/1/2025,15 hours per month,0 hours per month during trading hours,Salary Compensation,Assistant girls lacrosse coach for JV and Varsity
CRS (Client Relationship Summary) - RIA
Click below to view John Carroll Hutchins IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2021 - Present
RETIREMENT PLANNING SOLUTIONS, LLC
Office #1: 7508 New La Grange Rd #2, Louisville, KY 40222RIA
CRD#: 311575
Louisville, KY
Current
March 3, 2020 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 7508 New La Grange Road #2, Louisville, KY 40222Office #2: 3432 Stony Spring Circle, Louisville, KY 40220RIA
BD
CRD#: 46947
Louisville, KY
Past
March 26, 2020 - April 29, 2021
MAGNATE ADVISORY SERVICES, LLC
RIA
CRD#: 283056
LOUISVILLE, KY
Past
October 23, 2017 - March 4, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
LOUISVILLE, KY
Past
July 23, 2009 - October 30, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
May 11, 2009 - October 30, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLANNING SOLUTIONS, LLC
CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575 / SEC#: 801-119926
RIA
Registered Investment Advisory firm - (12/4/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(11/20/2024)
RR
Kentucky(3/3/2020)
IAR
Kentucky(3/1/2021)
RR
Maryland(4/27/2023)
RR
Minnesota(11/20/2024)
RR
South Carolina(11/19/2024)
RR
Tennessee(11/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLANNING SOLUTIONS, LLC
CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575 / SEC#: 801-119926
RIA
Registered Investment Advisory firm - (12/4/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3432 Stony Spring Circle, Louisville, KY 40220
Mailing Address
Phone number
(502) 499-5668
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,366 |
| AUM (Assets Under Management) | $ 376,782,414 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RETIREMENT PLANNING SOLUTIONS, LLC
CRD#: 311575Louisville, KY 40222TRUST BUT VERIFY
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