Renee D. Pepia

THE PRIVATE CLIENT ADVISORY GROUP

Manasquan, NJ 08736

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CRD#: 5489410

Professional summary

Renee Danielle Pepia, CFP®, who also goes by Renee Danielle Leotta, is a registered financial advisor currently at THE PRIVATE CLIENT ADVISORY GROUP, LLC located in Manasquan, New Jersey and LPL FINANCIAL LLC located in Manasquan, New Jersey.

Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Renee has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Renee Danielle Leotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LPL Financial LLC; Investment Related; Manasquan, NJ; Registered Assistant; Started 08/2021; 20 hour/MO; 20 hour/MO during securities trading hours; duties include firm compliance and operational activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Danielle Pepia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 10, 2021 - Present

THE PRIVATE CLIENT ADVISORY GROUP, LLC

Office #1: 2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736

RIA

CRD#: 311221

Manasquan, NJ

Current

August 12, 2021 - Present

LPL FINANCIAL LLC

Office #1: 2517 Hwy 35 Ste L 100, Manasquan, NJ 08736

RIA

CRD#: 6413

Manasquan, NJ

Past

February 14, 2018 - July 9, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

RED BANK, NJ

Past

February 14, 2018 - July 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

RED BANK, NJ

Past

May 25, 2017 - February 14, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

RED BANK, NJ

Past

May 25, 2017 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

RED BANK, NJ

Past

January 8, 2015 - June 22, 2015

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

NEW YORK, NY

Past

January 5, 2015 - June 22, 2015

VANDERBILT SECURITIES, LLC

CRD#: 5953

NEW YORK, NY

Past

May 19, 2011 - November 25, 2014

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

April 25, 2011 - November 25, 2014

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

August 12, 2008 - May 3, 2011

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

STATEN ISLAND, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(6/10/2021)

New Jersey
(9/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE PRIVATE CLIENT ADVISORY GROUP, LLC

CRD#: 311221 / SEC#: 801-120118

RIA

Registered Investment Advisory firm - (9/22/2021 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2021 Approved)

Maryland

Registered Investment Advisory firm - (12/31/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (5/14/2021 Approved)

New York

Registered Investment Advisory firm - (6/4/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/17/2021 Approved)

Texas

Registered Investment Advisory firm - (10/17/2025 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (12/31/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2517 Highway 35 Building L, Suite 100, Manasquan, NJ 08736

Mailing Address

Phone number

(732) 702-2844

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 45,433,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Renee D. Pepia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Renee Danielle Pepia's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2008

FINRA

Current Firm

THE PRIVATE CLIENT ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE PRIVATE CLIENT ADVISORY GROUP, LLC

TRUST BUT VERIFY

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