Thomas D. Whited

MAINSTAY CAPITAL MANAGEMENT

Grand Blanc, MI 48439

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CRD#: 5489032

Professional summary

Thomas Delbert Whited, CFP®, who also goes by Tom Whited, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Thomas has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Whited

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Delbert Whited's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 8, 2019 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

RIA

CRD#: 109528

Grand Blanc, MI

Past

September 18, 2018 - January 11, 2019

GREAT LAKES WEALTH, LLC

RIA

CRD#: 282362

Northville, MI

Past

January 25, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

March 2, 2016 - March 8, 2018

SCOTTRADE, INC.

CRD#: 8206

DEARBORN, MI

Past

January 11, 2016 - April 7, 2016

DYNAMIC WEALTH SOLUTIONS LLC

RIA

CRD#: 170573

FARMINGTON HILLS, MI

Past

January 10, 2013 - October 20, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7870

BIRMINGHAM, MI

Past

January 10, 2013 - October 20, 2015

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BIRMINGHAM, MI

Past

January 9, 2013 - October 20, 2015

TD AMERITRADE, INC.

CRD#: 7870

BIRMINGHAM, MI

Past

October 1, 2012 - December 20, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LINCOLN PARK, MI

Past

October 1, 2012 - December 20, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

LINCOLN PARK, MI

Past

February 2, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

LINCOLN PARK, MI

Past

January 25, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

LINCOLN PARK, MI

Past

August 27, 2008 - January 6, 2011

EDWARD JONES

RIA

CRD#: 250

PLYMOUTH, MI

Past

August 1, 2008 - January 6, 2011

EDWARD JONES

CRD#: 250

PLYMOUTH, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/8/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/8/2016

General Securities Sales Supervisor - Options Module Examination

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

Mailing Address

P.o. Box 487, Grand Blanc, MI 48480

Phone number

(866) 444-6246

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (7/23/2025)

Regulatory assets under management

Total Number of Accounts	3,455
AUM (Assets Under Management)	$ 4,663,966,411

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
10/23/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas D. Whited

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Delbert Whited's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT LAKES WEALTH, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

DYNAMIC WEALTH SOLUTIONS LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MAINSTAY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2008

SIE

Date: 3/8/2018

Series 7

Date: 7/31/2008

Series 10

Date: 8/8/2016

Series 9

Date: 4/8/2016

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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