LB
Laurie Barrett
SEASCAPE CAPITAL MANAGEMENT,LLC
Portsmouth, NH 03801
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CRD#: 5488930
LB
Professional summary
Laurie Barrett is a registered financial advisor currently at SEASCAPE CAPITAL MANAGEMENT,LLC located in Portsmouth, New Hampshire.
Laurie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Laurie has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Laurie Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2021 - Present
SEASCAPE CAPITAL MANAGEMENT,LLC
Office #1: 99 Bow Street Suite 300 East, Portsmouth, NH 03801RIA
CRD#: 126928
Portsmouth, NH
Past
February 14, 2008 - March 21, 2019
PRENTISS SMITH & COMPANY, INC.
RIA
CRD#: 110928
BRATTLEBORO, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SEASCAPE CAPITAL MANAGEMENT,LLC
SEASCAPE CAPITAL MANAGEMENT,LLC
CRD#: 126928 / SEC#: 801-79293
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Maine
Registered Investment Advisory firm - (5/12/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (4/18/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (5/19/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(4/5/2021)
IAR
Massachusetts(3/18/2021)
IAR
New Hampshire(3/18/2021)
Current Firm
SC
SEASCAPE CAPITAL MANAGEMENT,LLC
SEASCAPE CAPITAL MANAGEMENT,LLC
CRD#: 126928 / SEC#: 801-79293
RIA
Registered Investment Advisory firm - (4/9/2014 Approved)Maine
Registered Investment Advisory firm - (5/12/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (4/18/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (5/19/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
99 Bow Street Suite 300 East, Portsmouth, NH 03801
Mailing Address
Phone number
(603) 964-4480
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 716 |
| AUM (Assets Under Management) | $ 400,445,781 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2024 | ||
| 01/23/2024 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SEASCAPE CAPITAL MANAGEMENT,LLC
CRD#: 126928Portsmouth, NH 03801TRUST BUT VERIFY
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