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JL

John Liegl

ALLIANZ LIFE FINANCIAL SERVICES
Minneapolis, MN 55416
Some features on this profile are disabled
CRD#: 5488927
JL

Professional summary

John Liegl, CFP®, who also goes by John Kevin Liegl, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Kevin Liegl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Liegl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

November 17, 2025 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416
BD
CRD#: 612
Minneapolis, MN
Past

July 8, 2019 - November 18, 2025

THRIVENT ASSET MANAGEMENT, LLC

RIA
CRD#: 137751
Minneapolis, MN
Past

May 2, 2018 - November 18, 2025

THRIVENT DISTRIBUTORS, LLC

BD
CRD#: 179512
Minneapolis, MN
Past

May 1, 2018 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
MINNEAPOLIS, MN
Past

May 1, 2018 - June 13, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

May 5, 2017 - April 13, 2018

APW CAPITAL, INC.

BD
CRD#: 43814
ARDEN HILLS, MN
Past

May 1, 2017 - May 1, 2018

COUNSEL WEALTH MANAGEMENT, INC.

RIA
CRD#: 115165
ARDEN HILLS, MN
Past

January 26, 2011 - April 21, 2017

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
MADISON, WI
Past

January 26, 2011 - April 21, 2017

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
MADISON, WI
Past

April 9, 2010 - December 22, 2010

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

April 9, 2010 - December 22, 2010

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

April 8, 2010 - December 22, 2010

SII INVESTMENTS, INC.

RIA
CRD#: 2225
APPLETON, WI
Past

April 8, 2010 - December 22, 2010

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI
Past

August 27, 2008 - February 20, 2009

EDWARD JONES

RIA
CRD#: 250
HORTONVILLE, WI
Past

August 1, 2008 - February 20, 2009

EDWARD JONES

BD
CRD#: 250
HORTONVILLE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/17/2025)
RR
Alaska
(11/17/2025)
RR
Arizona
(11/17/2025)
RR
Arkansas
(11/17/2025)
RR
California
(11/17/2025)
RR
Colorado
(11/17/2025)
RR
Connecticut
(11/17/2025)
RR
Delaware
(11/17/2025)
RR
District of Columbia
(11/17/2025)
RR
Florida
(11/17/2025)
RR
Georgia
(11/17/2025)
RR
Hawaii
(11/17/2025)
RR
Idaho
(11/17/2025)
RR
Illinois
(11/17/2025)
RR
Indiana
(11/17/2025)
RR
Iowa
(11/17/2025)
RR
Kansas
(11/17/2025)
RR
Kentucky
(11/17/2025)
RR
Louisiana
(11/17/2025)
RR
Maine
(11/17/2025)
RR
Maryland
(11/17/2025)
RR
Massachusetts
(11/17/2025)
RR
Michigan
(11/17/2025)
RR
Minnesota
(11/17/2025)
RR
Mississippi
(11/17/2025)
RR
Missouri
(11/17/2025)
RR
Montana
(11/17/2025)
RR
Nebraska
(11/17/2025)
RR
Nevada
(11/17/2025)
RR
New Hampshire
(11/17/2025)
RR
New Jersey
(11/17/2025)
RR
New Mexico
(11/17/2025)
RR
New York
(11/17/2025)
RR
North Carolina
(11/17/2025)
RR
North Dakota
(11/17/2025)
RR
Ohio
(11/17/2025)
RR
Oklahoma
(11/17/2025)
RR
Oregon
(11/17/2025)
RR
Pennsylvania
(11/17/2025)
RR
Puerto Rico
(11/17/2025)
RR
Rhode Island
(11/17/2025)
RR
South Carolina
(11/17/2025)
RR
South Dakota
(11/17/2025)
RR
Tennessee
(11/17/2025)
RR
Texas
(11/17/2025)
RR
Utah
(11/17/2025)
RR
Vermont
(11/17/2025)
RR
Virginia
(11/17/2025)
RR
Washington
(11/17/2025)
RR
West Virginia
(11/17/2025)
RR
Wisconsin
(11/17/2025)
RR
Wyoming
(11/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ALLIANZ LIFE FINANCIAL SERVICES, LLC
ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416-1297
Mailing Address
P O Box 1117, Minneapolis, MN 55440-1117
Phone number
(763) 765-6500
Established
Minnesota since 11/20/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAOWNER
DIAN, MATTHEW CHRISTOPHERCHIEF COMPLIANCE OFFICER2246088
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
HELMEN, JOHN CURTISASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS4988276
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER4241291
THOMES, ERIC JONCHIEF EXECUTIVE OFFICER4645308
WALTHER, COREY JAYPRESIDENT2398952
WYSOCKI, REBECCAPRINCIPAL OPERATIONS OFFICER6558204
WYSOCKI, REBECCACHIEF FINANCIAL OFFICER6558204
WYSOCKI, REBECCAPRINCIPAL FINANCIAL OFFICER6558204

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612Minneapolis, MN 55416

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