Robert A. Hawke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert A Hawke III, who also goes by Robert Hawke, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2009. Robert had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2019 - May 27, 2026
SYMMETRY PARTNERS
September 12, 2012 - April 29, 2019
BEAUMONT FINANCIAL PARTNERS LLC
March 11, 2009 - January 12, 2012
NATIONAL FINANCIAL SERVICES LLC
Primary Firm SEC Registration
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,419 |
| AUM (Assets Under Management) | $ 4,730,645,660 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
