Andrew J. Briesacher

WHEELHOUSE ADVISORY GROUP

St. Louis, MO 63127

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CRD#: 5488654

Professional summary

Andrew J Briesacher, who also goes by Andrew J Briesacher, Andrew Briesacher, is a registered financial advisor currently at WHEELHOUSE ADVISORY GROUP, LLC located in St. Louis, Missouri.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Briesacher | Andrew Briesacher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Briesacher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2023 - Present

WHEELHOUSE ADVISORY GROUP, LLC

Office #1: 12250 Weber Hill Road Suite 305, St. Louis, MO 63127

RIA

CRD#: 312806

St. Louis, MO

Past

January 15, 2020 - April 27, 2023

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 14, 2020 - April 27, 2023

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

September 5, 2018 - December 26, 2019

DUNCAN FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 150849

FENTON, MO

Past

August 20, 2014 - March 7, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

October 10, 2011 - March 7, 2018

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

August 27, 2010 - September 19, 2011

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

SWANSEA, IL

Past

August 27, 2010 - September 19, 2011

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

SWANSEA, IL

Past

May 21, 2008 - August 31, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SWANSEA, IL

Past

April 18, 2008 - August 31, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SWANSEA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHEELHOUSE ADVISORY GROUP, LLC

CRD#: 312806 / SEC#: 801-125869

RIA

Registered Investment Advisory firm - (6/9/2022 Approved)

Florida

Registered Investment Advisory firm - (6/20/2022 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (6/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/7/2023)

IAR

Illinois
(5/2/2023)

IAR

Missouri
(4/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2020

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 2/21/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/12/2013

General Securities Sales Supervisor - Options Module Examination

Current Firm

WHEELHOUSE ADVISORY GROUP, LLC

CRD#: 312806 / SEC#: 801-125869

RIA

Registered Investment Advisory firm - (6/9/2022 Approved)

Florida

Registered Investment Advisory firm - (6/20/2022 Terminated)

Illinois

Registered Investment Advisory firm - (6/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (6/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2022 Terminated)

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Contact information

Main Address

12250 Weber Hill Road Suite 305, St. Louis, MO 63127

Mailing Address

Phone number

(636) 400-7889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2B 3.14.25 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,601
AUM (Assets Under Management)	$ 271,635,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Briesacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Briesacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

DUNCAN FINANCIAL MANAGEMENT, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WHEELHOUSE ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2008

SIE

Date: 3/7/2018

Series 7

Date: 4/17/2008

Series 24

Date: 5/20/2020

Series 10

Date: 2/21/2014

Series 9

Date: 12/12/2013

Current Firm

WHEELHOUSE ADVISORY GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHEELHOUSE ADVISORY GROUP, LLC

TRUST BUT VERIFY

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