Harvey R. Little

WH WEALTH MANAGEMENT LLC

Berea, KY

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CRD#: 5487935

Professional summary

Harvey Roy Little JR, CFP®, who also goes by Harvey Roy Little, is a registered financial advisor currently at WH WEALTH MANAGEMENT LLC located in Berea, Kentucky.

Harvey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Harvey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harvey Roy Little

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HARVEY R LITTLE JR INSURANCE SALES - LIFE PRIMARLY 255 HERNDON LN, BEREA KY 40403 10/2001-PRESENT APPROXIMATELY 5 HRS PER MONTH HARVEY R LITLTE JR PROPERTIES - RESIDENTAIL REALESTATE MANAGEMENT 255 HERNDON LN, BEREA KY 40403 7/2011-PRESENT APPROXIMATELY 10 HRS PER MONTH LITTLE HOLDINGS LLC- RESIDENTIAL REAL ESTATE MANAGEMENT 255 HERNDON LN, BEREA KY 40403 - 7/2016 - PRESENT APPROXIMATELY 15 HRS PER MONTH HRL ENTERPRISES LLC - COMMERCIAL REAL ESTATE MANAGEMENT 255 HERNDON LN, BEREA KY 40403 1/2018-PRESENT APPROXIMATELY 5 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Roy Little JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 21, 2010 - Present

WH WEALTH MANAGEMENT LLC

RIA

CRD#: 145680

Berea, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/21/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2006

Uniform Investment Adviser Law Examination

Current Firm

WH WEALTH MANAGEMENT LLC

HARVEY R. LITTLE, JR. FINANCIAL SERVICES | WH WEALTH MANAGEMENT LLC

CRD#: 145680 / SEC#:

Kentucky

Registered Investment Advisory firm - (8/16/2006 Approved)

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Contact information

Main Address

Berea, KY

Mailing Address

Po Box 1086, Berea, KY 40403

Phone number

(859) 625-2824

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 7,140,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harvey R. Little

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harvey Roy Little JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WH WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2006

Current Firm

WH WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WH WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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