Bradley J. Hanus

CACHE ADVISORS LLC

Urbandale, IA

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CRD#: 5487896

Professional summary

Bradley James Hanus, who also goes by Brad Hanus, Bradley Hanus, is a registered financial advisor currently at CACHE ADVISORS LLC located in Urbandale, Iowa and CACHE SECURITIES LLC located in San Francisco, California.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Bradley has worked at 12 firms and has passed the Series 66, Series 57TO, Series 99TO, Series 52TO, Series 3, SIE, Series 55, Series 7, Series 30, Series 27, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Hanus | Bradley Hanus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Hanus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2024 - Present

CACHE ADVISORS LLC

RIA

CRD#: 323063

Urbandale, IA

Current

August 26, 2024 - Present

CACHE SECURITIES LLC

Office #1: 921 Front St 2nd Floor, San Francisco, CA 94111

CRD#: 319607

San Francisco, CA

Past

February 16, 2022 - August 14, 2024

PRINCIPAL ASSET MANAGEMENT

RIA

CRD#: 109002

Des Moines, IA

Past

February 16, 2022 - August 14, 2024

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

December 14, 2018 - February 25, 2022

PRINCIPAL ADVISED SERVICES

RIA

CRD#: 297324

Des Moines, IA

Past

March 14, 2016 - August 7, 2018

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

December 23, 2015 - May 2, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

December 17, 2015 - February 16, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 7, 2013 - December 8, 2015

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

OMAHA, NE

Past

March 5, 2013 - December 8, 2015

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

OMAHA, NE

Past

July 5, 2011 - February 20, 2013

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

May 24, 2011 - February 20, 2013

J.W. COLE FINANCIAL, INC.

CRD#: 124583

TAMPA, FL

Past

December 5, 2008 - July 23, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

November 4, 2008 - July 23, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

April 17, 2008 - November 19, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(8/26/2024)

Iowa
(8/26/2024)

IAR

Iowa
(8/26/2024)

Massachusetts
(8/26/2024)

Minnesota
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/5/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/22/2012

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/16/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/12/2022

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 27

Date: 3/26/2014

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/17/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/15/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

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Contact information

Main Address

95 Third St 2nd Floor, San Francisco, CA, 94103

Mailing Address

Phone number

(650) 533-1528

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CACHE ADVISORS LLC ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 290,612,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley J. Hanus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Hanus's CRS (Customer Relationship Summary).

Certified licenses

Experience

CACHE SECURITIES LLC

PRINCIPAL ASSET MANAGEMENT

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL ADVISED SERVICES

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

CACHE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2008

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 3

Date: 5/5/2022

SIE

Date: 10/1/2018

Series 55

Date: 10/22/2012

Series 7

Date: 4/16/2008

Series 30

Date: 5/12/2022

Series 27

Date: 3/26/2014

Series 53

Date: 2/17/2009

Series 4

Date: 1/15/2009

Series 24

Date: 5/22/2008

FINRA

Current Firm

CACHE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CACHE ADVISORS LLC

TRUST BUT VERIFY

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