Bradley J. Hanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley James Hanus, who also goes by Brad Hanus, Bradley Hanus, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2008. Bradley had worked at 12 firms and has passed the Series 66, Series 57TO, Series 99TO, Series 52TO, Series 3, SIE, Series 55, Series 7, Series 30, Series 27, Series 53, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2024 - July 31, 2026
CACHE ADVISORS LLC
August 26, 2024 - July 31, 2026
CACHE SECURITIES LLC
February 16, 2022 - August 14, 2024
PRINCIPAL ASSET MANAGEMENT
February 16, 2022 - August 14, 2024
PRINCIPAL FUNDS DISTRIBUTOR, INC.
December 14, 2018 - February 25, 2022
PRINCIPAL ADVISED SERVICES
March 14, 2016 - August 7, 2018
PRINCIPAL FUNDS DISTRIBUTOR, INC.
December 23, 2015 - May 2, 2018
PRINCIPAL SECURITIES, INC.
December 17, 2015 - February 16, 2022
PRINCIPAL SECURITIES, INC.
March 7, 2013 - December 8, 2015
BANCWEST INVESTMENT SERVICES, INC.
March 5, 2013 - December 8, 2015
BANCWEST INVESTMENT SERVICES, INC.
July 5, 2011 - February 20, 2013
J. W. COLE ADVISORS, INC.
May 24, 2011 - February 20, 2013
J.W. COLE FINANCIAL, INC.
December 5, 2008 - July 23, 2010
SECURITIES AMERICA ADVISORS, INC.
November 4, 2008 - July 23, 2010
SECURITIES AMERICA, INC.
April 17, 2008 - November 19, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
CACHE ADVISORS LLC
CRD#: 323063 / SEC#: 801-126849
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/22/2012
Limited Representative-Equity Trader ExamCurrent Firm
CACHE ADVISORS LLC
CRD#: 323063 / SEC#: 801-126849
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 962,105,612 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
