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AR

Arne J. Rodsjo

Some features on this profile are disabled
CRD#: 5487836
AR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Arne Jonny Rodsjo, who also goes by Arne Rodsjo, was a registered financial professional .

Arne is a previously registered financial professional and started their career in finance in 2008. Arne had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Arne Rodsjo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 24, 2017 - July 1, 2019

ARCTIC SECURITIES LLC

BD
CRD#: 174423
Houston, TX
Past

December 17, 2014 - November 17, 2016

PARETO SECURITIES INC.

BD
CRD#: 44734
HOUSTON, TX
Past

March 4, 2008 - December 31, 2012

PARETO SECURITIES INC.

BD
CRD#: 44734
OSLO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/2017
General Securities Principal Examination

Current Firm

AS
ARCTIC SECURITIES LLC
ARCTIC SECURITIES LLC

CRD#: 174423 / SEC#: , 8-69571

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
45 Rockefeller Plaza Suite 1960, New York, NY 10124
Mailing Address
45 Rockefeller Plaza Suite 1960, New York, NY 10111
Phone number
(212) 597-5555
Established
Delaware since 10/24/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARCTIC SECURITIES HOLDINGS AS100% OWNER
AHLFELD, JAMES BFINOP, PFO, POO4955796
HOEN, AUDUN JOHANNESCEO, CCO, CFO,COO, HEAD OF INVESTMENT BANKING/HEAD OFSALES4940711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARCTIC SECURITIES LLC

CRD#: 174423

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