Jon B. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Beckwith Moore, who also goes by Jon B Moore, Jon Moore, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2008. Jon had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - July 30, 2015
EAGLE FINANCIAL ADVISORS, LLC
November 10, 2008 - October 25, 2010
VALIC FINANCIAL ADVISORS, INC.
November 10, 2008 - October 25, 2010
VALIC FINANCIAL ADVISORS, INC.
April 24, 2008 - October 14, 2008
EDWARD JONES
March 31, 2008 - October 14, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE FINANCIAL ADVISORS, LLC
CRD#: 167696 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 373 |
| AUM (Assets Under Management) | $ 86,998,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
