Jesse Howie
Professional Summary
Jesse Howie, who also goes by Jesse James Howie, is a registered financial advisor currently at BEACON CAPITAL MANAGEMENT, INC. located in Dayton, Ohio and SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jesse has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jesse James Howie
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
Contact Information
Main Address
7777 Washington Village Drive Suite 280, Dayton, OH 45459Phone Number
(937) 439-9093# of Employees
44SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
10,456AUM (Assets Under Management)
$4,258,083,129Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
State Registrations and Notice Filings
(4/22/2024)
(1/31/2012)
(2/2/2022)
(6/17/2014)
(6/17/2014)
(6/17/2014)
(1/8/2015)
(6/17/2014)
(6/17/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2008About the Series 6 examSRO Registrations
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Howie's CRS (Customer Relationship Summary).
Similar Advisors
SOLTIS INVESTMENT ADVISORS, LLC
