Tony Rados
Professional summary
Tony Rados was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tony is a previously registered financial advisor and started their career in finance in 2008. Prior to being barred, Tony had worked at 4 firms, which includes M&T SECURITIES INC., HSBC SECURITIES (USA) INC., WELLS FARGO CLEARING SERVICES LLC, EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2011 - November 30, 2012
M&T SECURITIES, INC.
February 12, 2010 - March 14, 2011
HSBC SECURITIES (USA) INC.
February 12, 2010 - March 14, 2011
HSBC SECURITIES (USA) INC.
November 12, 2008 - January 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 29, 2008 - January 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 16, 2008 - July 29, 2008
EDWARD JONES
March 31, 2008 - July 29, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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