James G. Lee

ALPHAVISTA ASSET MANAGEMENT LLC

Sugar Land, TX

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CRD#: 5486642

Professional summary

James Gao Lee, who also goes by Gao Li, is a registered financial advisor currently at ALPHAVISTA ASSET MANAGEMENT LLC located in Sugar Land, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. James has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gao Li

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gao Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

ALPHAVISTA ASSET MANAGEMENT LLC

RIA

CRD#: 329866

Sugar Land, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/4/2024)

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Exams

Current Firm

ALPHAVISTA ASSET MANAGEMENT LLC

CRD#: 329866 / SEC#:

Texas

Registered Investment Advisory firm - (3/4/2024 Approved)

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Contact information

Main Address

Sugar Land, TX

Mailing Address

Phone number

(281) 222-9081

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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