Sarah A. Sherwin
Professional summary
Sarah Ann Sherwin, who also goes by Sarah Ann Breier, is a registered financial advisor currently at TFO WEALTH PARTNERS located in Maumee, Ohio.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sarah has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Ann Sherwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2019 - Present
TFO WEALTH PARTNERS
Office #1: 1440 Arrowhead Drive, Maumee, OH 43537February 6, 2009 - March 15, 2019
FIFTH THIRD SECURITIES, INC.
August 20, 2008 - March 15, 2019
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
TFO WEALTH PARTNERS
CRD#: 124407 / SEC#: 801-62074
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2019)
Exams
Current Firm
TFO WEALTH PARTNERS
CRD#: 124407 / SEC#: 801-62074
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,141 |
| AUM (Assets Under Management) | $ 4,852,786,561 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/21/2023 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TFO WEALTH PARTNERS
CRD#: 124407Maumee, OH 43537TRUST BUT VERIFY
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