Jack J. Florio
Professional summary
Jack Joseph Florio is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2008. Jack has worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Joseph Florio's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 3, 2023 - April 4, 2023
FINALIS SECURITIES LLC
November 15, 2021 - October 18, 2023
WEILD & CO.
August 1, 2017 - November 22, 2021
BA SECURITIES, LLC
October 2, 2008 - August 30, 2016
WYCHE SECURITIES, INC.
May 16, 2008 - December 4, 2008
CABRILLO BROKER, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2024)
(10/19/2023)
(4/17/2025)
(11/5/2024)
(10/10/2025)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
