John A. Worthington

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

EVANSVILLE, IN 47708

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CRD#: 5485918

Professional summary

John Andrew Worthington is a registered financial advisor currently at DAUBLE+WORTHINGTON EQUITY PORTFOLIOS located in Evansville, Indiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Worthington also owns and operates Worthington Investments, LLC, which purchases and leases multifamily dwellings. Worthington Investments, LLC was founded in 07/2010. All properties owned by Worthington Investments, LLC are managed by an independent third party property management company which Mr. Worthington has no financial interest. Approximately one hour/month is spent on Worthington Investments, LLC. Mr. Worthington also owns and operates Dauble, Miser, Worthington, LLC (DMW) in partnership with Mr. Dauble and Mr. Miser. DMW advises clients on the use of various tax and wealth strategies. Approximately half of Mr. Worthington's time is spent operating DMW.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Worthington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2008 - Present

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

Office #1: 135 Locust Street, Evansville, IN 47708

RIA

CRD#: 148530

EVANSVILLE, IN

Past

April 22, 2008 - September 12, 2008

CAPITAL ADVISORS, INC.

RIA

CRD#: 143411

NEWBURGH, IN

Past

February 20, 2008 - October 1, 2008

CAPITAL SELECT INVESTMENTS CORP.

CRD#: 30649

NEWBURGH, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/2008

General Securities Representative Examination

Current Firm

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

DAUBLE+WORTHINGTON CAPITAL MANAGEMENT | DAUBLE+WORTHINGTON EQUITY PORTFOLIOS | DAUBLE+WORTHINGTON CAPITAL MANAGEMENT, LLC

CRD#: 148530 / SEC#:

Indiana

Registered Investment Advisory firm - (10/23/2008 Approved)

Tennessee

Registered Investment Advisory firm - (11/16/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Evansville, IN

Mailing Address

Phone number

(812) 401-8700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 8,341,641

Red Flags

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John A. Worthington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Andrew Worthington's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

CAPITAL ADVISORS, INC.

CAPITAL SELECT INVESTMENTS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2008

Series 7

Date: 2/19/2008

Current Firm

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAUBLE+WORTHINGTON EQUITY PORTFOLIOS

TRUST BUT VERIFY

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