Joel C. Vann
Professional summary
Joel Carey Vann is a registered financial professional currently at DIRECTED SERVICES LLC located in Houston, Texas.
Joel is registered as a RR (Registered Representative) and started their career in finance in 2012. Joel has worked at 3 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Carey Vann's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
DIRECTED SERVICES LLC
Office #1: 5300 Memorial Drive Suite 1150, Houston, TX 77007August 6, 2019 - January 21, 2026
COREBRIDGE CAPITAL SERVICES, INC.
April 30, 2012 - April 24, 2019
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/13/2026
Operations Professional ExaminationFINRA
Current Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
