GS
George M. Saliga
FIFTH THIRD SECURITIES
Chicago, IL 60601
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CRD#: 5485445
GS
Professional summary
George M. Saliga, who also goes by George M Saliga, George M. Saliga, George Michael Saliga, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Chicago, Illinois.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. George has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George M Saliga | George M. Saliga | George Michael Saliga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view George M. Saliga's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George M. Saliga's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 57 E. Randolph, Chicago, IL 60601Office #2: 800 W Madison St, Chicago, IL 60607Office #3: 2401 N Halsted St, Chicago, IL 60614Office #4: 2973 N Milwaukee Ave, Chicago, IL 60618Office #5: 601 S. Clark St, Chicago, IL 60605Office #6: 2710 N. Narragansett, Chicago, IL 60639Office #7: 8007 Calumet Avenue, Munster, IN 46321Office #8: 829 W. Belmont Ave, Chicago, IL 60657RIA
BD
CRD#: 628
Chicago, IL
Current
August 8, 2024 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 57 E. Randolph, Chicago, IL 60601Office #2: 800 W Madison St, Chicago, IL 60607Office #3: 2401 N Halsted St, Chicago, IL 60614Office #4: 2973 N Milwaukee Ave, Chicago, IL 60618Office #5: 601 S. Clark St, Chicago, IL 60605Office #6: 2710 N. Narragansett, Chicago, IL 60639Office #7: 8007 Calumet Avenue, Munster, IN 46321Office #8: 829 W. Belmont Ave, Chicago, IL 60657RIA
BD
CRD#: 628
Chicago, IL
Past
March 13, 2023 - June 21, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Chicago, IL
Past
March 6, 2023 - June 21, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Chicago, IL
Past
February 6, 2018 - March 15, 2023
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
BURLINGAME, CA
Past
February 6, 2018 - March 15, 2023
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
BURLINGAME, CA
Past
March 23, 2016 - February 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CARMEL, CA
Past
March 23, 2016 - February 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CARMEL, CA
Past
December 3, 2014 - January 7, 2016
FISHER INVESTMENTS
RIA
CRD#: 107342
SAN MATEO, CA
Past
September 1, 2011 - October 3, 2014
NUVEEN ASSET MANAGEMENT, LLC
RIA
CRD#: 155584
CHICAGO, IL
Past
March 5, 2010 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
March 4, 2010 - October 3, 2014
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
June 5, 2008 - January 15, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CHICAGO, IL
Past
June 5, 2008 - January 15, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
April 7, 2008 - April 21, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHICAGO, IL
Past
March 14, 2008 - April 21, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2025)
IAR
Arizona(1/28/2025)
RR
California(8/8/2024)
IAR
California(1/8/2025)
RR
Connecticut(8/11/2025)
RR
Illinois(8/8/2024)
IAR
Illinois(8/26/2024)
RR
Indiana(8/8/2024)
IAR
Indiana(8/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
