Casey L. Morris

CAPSTONE PACIFIC INVESTMENT STRATEGIES

Fort Collins, CO

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CRD#: 5485375

Professional summary

Casey Lynn Morris, CFP®, who also goes by Casey Lynn Pease, Casey Pease, is a registered financial advisor currently at CAPSTONE PACIFIC INVESTMENT STRATEGIES located in Fort Collins, Colorado.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Casey has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Lynn Pease | Casey Pease

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAIL COMMISSIONS FROM VARIOUS INSURANCE COMPANIES FROM NON-SECURITIES RELATED BUSINESS. LESS THAN ONE HOUR PER MONTH AND NO TIME DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Lynn Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 18, 2010 - Present

CAPSTONE PACIFIC INVESTMENT STRATEGIES

RIA

CRD#: 154819

Fort Collins, CO

Past

June 3, 2008 - December 31, 2010

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 12, 2008 - December 31, 2010

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

COVINA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/8/2021)

IAR

California
(11/18/2010)

IAR

Colorado
(6/17/2024)

IAR

Florida
(9/15/2025)

IAR

Iowa
(5/10/2024)

IAR

Nebraska
(3/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/2008

General Securities Representative Examination

Current Firm

CAPSTONE PACIFIC INVESTMENT STRATEGIES

CAPSTONE PACIFIC INVESTMENT STRATEGIES | CAPSTONE PACIFIC INVESTMENT STRATEGIES, INC.

CRD#: 154819 / SEC#:

Arizona

Registered Investment Advisory firm - (9/8/2021 Approved)

California

Registered Investment Advisory firm - (11/18/2010 Approved)

Colorado

Registered Investment Advisory firm - (6/17/2024 Approved)

Florida

Registered Investment Advisory firm - (9/15/2025 Approved)

Iowa

Registered Investment Advisory firm - (4/26/2024 Approved)

Nebraska

Registered Investment Advisory firm - (2/25/2021 Approved)

Texas

Registered Investment Advisory firm - (1/9/2013 Conditional Restricted)

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Contact information

Main Address

Fort Collins, CO

Mailing Address

1281 E Magnolia Street, Unit D #1007, Fort Collins, CO 80524

Phone number

(626) 915-7006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	510
AUM (Assets Under Management)	$ 41,517,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Casey L. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Lynn Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE PACIFIC INVESTMENT STRATEGIES

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2008

Series 7

Date: 3/11/2008

Current Firm

CAPSTONE PACIFIC INVESTMENT STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPSTONE PACIFIC INVESTMENT STRATEGIES

TRUST BUT VERIFY

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