Emily A. Schmidt
Professional summary
Emily Ann Schmidt, who also goes by Emily Ann Weiss, Emily Ann Weiss-schmidt, is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Chicago, Illinois.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2008. Emily has worked at 6 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emily Ann Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2016 - Present
DELOITTE CORPORATE FINANCE LLC
Office #1: 111 S. Wacker Drive, Chicago, IL 60606-4301July 12, 2013 - June 10, 2016
NUVEEN SECURITIES, LLC
November 10, 2011 - July 19, 2012
NUVEEN SECURITIES, LLC
September 1, 2011 - June 10, 2016
NUVEEN ASSET MANAGEMENT, LLC
May 21, 2010 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
November 18, 2008 - August 4, 2009
FRANKLIN DISTRIBUTORS, LLC
March 18, 2008 - June 2, 2008
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
DELOITTE CORPORATE FINANCE LLC
CRD#: 111747 / SEC#: , 8-53196
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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