PP
Peter W. Paddock
VIEW CAPITAL RIA, LP
Dallas, TX 75201
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CRD#: 5485153
PP
Professional summary
Peter Warren Paddock JR. is a registered financial advisor currently at VIEW CAPITAL RIA, LP located in Dallas, Texas.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Peter has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since March 2016, Mr. Paddock has served as a manager and board member of Wildcat Fund, LLC located at 2000 McKinney Ave, Suite 600, Dallas, Texas, 75201. Mr. Paddock's job duties include, but are not limited to management of the firm's activities. Mr. Paddock devotes five hours per month to this business, all of which take place during securities trading hours. The other business is investment related. View Capital RIA, LP, an affiliated Investment Adviser of VCA Securities, LP. located at 2727 N. Harwood Street, Suite 225, Dallas, TX 75201. He serves as Investment Adviser Rep. He is registered with the View Capital RIA, LP since 12/19/2011.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Warren Paddock JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2011 - Present
VIEW CAPITAL RIA, LP
Office #1: 2727 N. Harwood Street Suite 225, Dallas, TX 75201RIA
CRD#: 130678
Dallas, TX
Past
February 14, 2008 - June 7, 2018
VCA SECURITIES, LP
BD
CRD#: 130748
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIEW CAPITAL RIA, LP
BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP
CRD#: 130678 / SEC#: 801-62983
RIA
Registered Investment Advisory firm - (4/9/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/19/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIEW CAPITAL RIA, LP
BLUFFVIEW RIA, LP | VIEW CAPITAL RIA, LP
CRD#: 130678 / SEC#: 801-62983
RIA
Registered Investment Advisory firm - (4/9/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2727 N. Harwood Street Suite 225, Dallas, TX 75201
Mailing Address
Phone number
(214) 855-2550
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 1,774,409,102 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/18/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VIEW CAPITAL RIA, LP
CRD#: 130678Dallas, TX 75201TRUST BUT VERIFY
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