Michael K. Mithoff

AMERICANA PARTNERS

Houston, TX 77002

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CRD#: 5485146

Professional summary

Michael Karl Mithoff is a registered financial advisor currently at AMERICANA PARTNERS, LLC located in Houston, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wasatch Strategic Investments, L.L.C.; President/Sole owner; Houston, TX 77019; reviewing quarterly reports for a personal investment vehicle used to hold personal private, passive investments; September 2018; 1-2 hours a week; not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Karl Mithoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2019 - Present

AMERICANA PARTNERS, LLC

Office #1: 811 Louisiana Street Suite 2420, Houston, TX 77002

RIA

CRD#: 301354

Houston, TX

Past

February 13, 2020 - September 11, 2023

SP SECURITIES LLC

CRD#: 130560

HOUSTON, TX

Past

November 29, 2018 - August 2, 2019

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

HOUSTON, TX

Past

September 17, 2018 - August 2, 2019

HIGHTOWER SECURITIES, LLC

CRD#: 116681

HOUSTON, TX

Past

August 15, 2017 - December 31, 2018

HIGHTOWER PRIVATE CLIENT

RIA

CRD#: 288687

HOUSTON, TX

Past

September 28, 2015 - September 7, 2018

SALIENT CAPITAL L.P.

CRD#: 147912

HOUSTON, TX

Past

November 25, 2013 - October 10, 2017

SALIENT CAPITAL ADVISORS, LLC

RIA

CRD#: 153914

HOUSTON, TX

Past

August 8, 2011 - January 8, 2013

HOUSTON GLOBAL INVESTORS, LLC

RIA

CRD#: 152088

HOUSTON, TX

Past

February 25, 2008 - July 8, 2011

E & G ADVISORS, LP

RIA

CRD#: 130550

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/22/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2015

General Securities Representative Examination

Current Firm

AMERICANA PARTNERS, LLC

AMERICANA PARTNERS INTERNATIONAL, LLC | NRG ADVISORS, LLC | AMERICANA PARTNERS, LLC

CRD#: 301354 / SEC#: 801-115018

RIA

Registered Investment Advisory firm - (4/17/2019 Approved)

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Contact information

Main Address

811 Louisiana Street Suite 2420, Houston, TX 77002

Mailing Address

Phone number

(713) 429-5552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AMERICANA PARTNERS, LLC (6/18/2025)

Regulatory assets under management

Total Number of Accounts	5,931
AUM (Assets Under Management)	$ 6,082,612,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael K. Mithoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Karl Mithoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

SP SECURITIES LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

HIGHTOWER PRIVATE CLIENT

SALIENT CAPITAL L.P.

SALIENT CAPITAL ADVISORS, LLC

HOUSTON GLOBAL INVESTORS, LLC

E & G ADVISORS, LP

Primary Firm SEC Registration

AMERICANA PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/2016

Series 65

Date: 2/22/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2015

Current Firm

AMERICANA PARTNERS, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICANA PARTNERS, LLC

TRUST BUT VERIFY

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