Jeffry B. Vargas

BOSTON INVESTMENT MANAGEMENT L.L.C.

Coral Gables, FL 33146

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CRD#: 5485101

Professional summary

Jeffry Benjamin Vargas, who also goes by Jeffrey Benjamin Vargas, is a registered financial advisor currently at BOSTON INVESTMENT MANAGEMENT L.L.C. located in Coral Gables, Florida.

Jeffry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffry has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Benjamin Vargas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) UNIVERSE SOCCER LLC; NON-INVESTMENT RELATED; Coral Gables, FL; ONLINE RETAIL SHOP FOR SOCCER GEAR; OWNER; 10/2015-PRESENT; 5 HRS DURING THE WEEKEND

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Benjamin Vargas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2019 - Present

BOSTON INVESTMENT MANAGEMENT L.L.C.

Office #1: 4000 Ponce De Leon Blvd. Suite 470, Coral Gables, FL 33146

RIA

CRD#: 300632

Coral Gables, FL

Past

July 31, 2017 - January 7, 2019

STONECREST ADVISORS, INC.

RIA

CRD#: 142095

Los Angeles, CA

Past

May 10, 2017 - January 7, 2019

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616

AUSTIN, TX

Past

July 13, 2016 - January 27, 2017

LOYOLA ASSET MANAGEMENT LLC

RIA

CRD#: 153255

CORAL GABLES, FL

Past

April 22, 2016 - January 12, 2017

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

CORAL GABLES, FL

Past

February 16, 2016 - February 16, 2016

MUTUAL SECURITIES, INC.

CRD#: 13092

MIAMI, FL

Past

December 14, 2010 - December 23, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

December 13, 2010 - December 23, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

June 18, 2008 - January 20, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/18/2019)

IAR

Florida
(8/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/28/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOSTON INVESTMENT MANAGEMENT L.L.C.

CRD#: 300632 / SEC#:

California

Registered Investment Advisory firm - (3/18/2019 Approved)

Florida

Registered Investment Advisory firm - (8/5/2019 Approved)

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Contact information

Main Address

4000 Ponce De Leon Blvd. Suite 470, Coral Gables, FL 33146

Mailing Address

Phone number

(786) 797-5221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 13,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffry B. Vargas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffry Benjamin Vargas's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONECREST ADVISORS, INC.

STONECREST CAPITAL MARKETS, INC.

LOYOLA ASSET MANAGEMENT LLC

WESTERN INTERNATIONAL SECURITIES, INC.

MUTUAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2009

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2010

Series 6

Date: 5/28/2008

Current Firm

BOSTON INVESTMENT MANAGEMENT L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOSTON INVESTMENT MANAGEMENT L.L.C.

TRUST BUT VERIFY

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