Jeffry B. Vargas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffry Benjamin Vargas, who also goes by Jeffrey Benjamin Vargas, was a registered financial professional .
Jeffry is a previously registered financial professional and started their career in finance in 2008. Jeffry had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2019 - December 31, 2025
BOSTON INVESTMENT MANAGEMENT L.L.C.
July 31, 2017 - January 7, 2019
STONECREST ADVISORS, INC.
May 10, 2017 - January 7, 2019
STONECREST CAPITAL MARKETS, INC.
July 13, 2016 - January 27, 2017
LOYOLA ASSET MANAGEMENT LLC
April 22, 2016 - January 12, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
February 16, 2016 - February 16, 2016
MUTUAL SECURITIES, INC.
December 14, 2010 - December 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2010 - December 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2008 - January 20, 2010
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOSTON INVESTMENT MANAGEMENT L.L.C.
CRD#: 300632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 13,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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