Bradley J. Schmitz

FAMILY WEALTH MANAGEMENT

Elko, MN 55020

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CRD#: 5484843

Professional summary

Bradley James Schmitz, who also goes by Bradley J Schmitz, is a registered financial advisor currently at FAMILY WEALTH MANAGEMENT located in Elko, Minnesota.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Bradley has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley J Schmitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Farmer, Self employed, 20 acres at residence, owner, 1/2 hr a month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

FAMILY WEALTH MANAGEMENT

Office #1: 5352 E 280th St, Elko, MN 55020

RIA

CRD#: 329463

Elko, MN

Past

July 10, 2020 - March 6, 2024

FBL WEALTH MANAGEMENT, LLC

RIA

CRD#: 291396

West Des Moines, IA

Past

July 10, 2020 - March 6, 2024

FBL MARKETING SERVICES, LLC

CRD#: 5309

Farmington, MN

Past

May 15, 2018 - August 3, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

MADISON, MN

Past

May 15, 2018 - August 3, 2020

LPL FINANCIAL LLC

CRD#: 6413

MADISON, MN

Past

February 24, 2017 - March 7, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

October 29, 2009 - March 7, 2018

SCOTTRADE, INC.

CRD#: 8206

EDEN PRAIRIE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/2009

General Securities Representative Examination

Current Firm

FAMILY WEALTH MANAGEMENT

FAMILY WEALTH MANAGEMENT | FWM | FAMILY WEALTH MANAGEMENT LLC

CRD#: 329463 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/4/2024 Approved)

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Contact information

Main Address

5352 E 280th St, Elko, MN 55020

Mailing Address

Phone number

(612) 702-7968

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 23,201,690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley J. Schmitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley James Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FBL WEALTH MANAGEMENT, LLC

FBL MARKETING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2017

Series 63

Date: 1/27/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/28/2009

Current Firm

FAMILY WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY WEALTH MANAGEMENT

TRUST BUT VERIFY

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