Chris M. Sullivan

HYPERION WEALTH MANAGEMENT

Maitland, FL 32751

Some features on this profile are disabled

CRD#: 5484651

Professional summary

Chris M Sullivan is a registered financial advisor currently at HYPERION WEALTH MANAGEMENT, LLC located in Maitland, Florida.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Chris has worked at 8 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7, Series 4, Series 24 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)HYPERION WEALTH MANAGEMENT,LLC 225 S Swoope Ave Suite 104 Maitland FL 32751. www.hyperionwm.com INVESTMENT RELATED, MANAGING PARTNER, WEALTH ADVISORY FIRM. Investment related. 25 hours per week. 2)Hyperion Capital Advisors, LLC, the manager of HYPERION HELIOS FUND, 25 S Swoope Ave Suite 104 Maitland FL 32751. PORTFOLIO MANAGER - RAISE ASSETS AND TRADE ON BEHALF OF INVESTORS. 10 hours per week. INVESTMENT RELATED. 3) Name of outside business: Hyperion Decimus, LLC; Is the business investment related: Yes; Location of the business: 125 S Swoope Ave Ste 203 Maitland FL 32751 USA; Position Title: Christopher Sullivan - Portfolio Manager. Responsibilities Duties: Manager of Libertas Fund, LLC and HD Digital Asset Income Fund LP; Start date with business: 2019-01-01; Hours per month devoted to business during trading hours: 60; Hours per month devoted to business outside trading hours: 80; $)Name of outside business: Libertas Fund, LLC ; Location of the business: 125 S Swoope Ave Ste 203 Maitland Fl 32751 USA; Description of the business: Digital Asset Fund ; Position Title: Christopher Sullivan - Portfolio Manager. Start date with business: 2019-01-01; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 10; Will an IRS form for income earned be received: No;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris M Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2015 - Present

HYPERION WEALTH MANAGEMENT, LLC

Office #1: 225 S Swoope Ave, Maitland, FL 32751

RIA

CRD#: 8209

WINTER PARK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 8/11/2011

NFA Branch Manager Examination

Current Firm

HYPERION WEALTH MANAGEMENT, LLC

HYPERION CAPITAL PARTNERS, LLC | HYPERION WEALTH MANAGEMENT, LLC

CRD#: 277141 / SEC#:

Florida

Registered Investment Advisory firm - (10/6/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

225 S Swoope Ave, Maitland, FL 32751

Mailing Address

Phone number

(407) 935-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 38,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Walter Corea

RBC CAPITAL MARKETS, LLC

IAR

Woodside, NY

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Jamil Abdullah

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chris M. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris M Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLONY PARK FINANCIAL SERVICES LLC.

SANDLAPPER SECURITIES, LLC

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2008

SIE

Date: 4/6/2017

Series 3

Date: 1/26/2012

Series 31

Date: 5/23/2008

Series 7

Date: 4/17/2008

Series 4

Date: 4/19/2012

Series 24

Date: 1/12/2012

Series 30

Date: 8/11/2011

Current Firm

HYPERION WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HYPERION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors