Seth G. Bernhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth Glen Bernhardt, who also goes by Seth Glenn Bernhardt, Seth Bernhardt, was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 2008. Seth had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2019 - August 15, 2019
AVATAR SECURITIES, LLC
February 13, 2019 - March 4, 2019
HOLD BROTHERS CAPITAL LLC
December 3, 2018 - February 11, 2019
HOLD BROTHERS CAPITAL LLC
November 30, 2016 - November 16, 2018
CHIMERA SECURITIES, LLC
February 2, 2015 - November 16, 2016
T3 TRADING GROUP, LLC
September 15, 2014 - January 20, 2015
QUASAR TRADING, LLC
August 6, 2014 - August 8, 2014
QUASAR TRADING, LLC
May 17, 2011 - June 16, 2014
G-2 TRADING,LLC
April 19, 2011 - May 17, 2011
BENCHMARQ TRADING PARTNERS LLC
February 21, 2008 - June 2, 2011
HEDGE FUND CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 12/15/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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