Paul A. Parotti

SLO MONEY MANAGERS

ATASCADERO, CA 93422

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CRD#: 5484427

Professional summary

Paul Andrew Parotti, CFP® is a registered financial advisor currently at SLO MONEY MANAGERS located in Atascadero, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Paul has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 7/11/2013: REAL ESTATE RENTAL - THIS IS A 3-UNIT RESIDENTIAL PROPERTY. NONE OF THE RENTERS ARE CUSTOMERS OR FINANCIAL ADVISORS. - INVESTMENT RELATED - 5% OF TIME SPENT - PASO ROBLES, CA (2) 1/10/2014: NON-VARIABLE INSURANCE - WILL CONTINUE MY RELATIONSHIP WITH CRUMP INSURANCE SERVICES, SELLING LIFE, DISABLITY, LTC AND FIXED ANNUITIES. - INVESTMENT RELATED - 5% OF TIME SPENT - TEMPLETON, CA. (3) 3/10/2015: REAL ESTATE RENTAL - START DATED=03/15/15 - INVESTMENT RELATED - 3 HOURS PER MONTH/0 HOURS DURING TRADING - PASO ROBLES, CA. (4) SLO Money Managers; Investment Related; Atascadero, CA; RIA; Owner/CCO/IAR; Start Date 05/2024; Approx. 160 hours/month all during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Parotti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 6, 2024 - Present

SLO MONEY MANAGERS

Office #1: 4555 El Camino Real Suite I, Atascadero, CA 93422

RIA

CRD#: 331617

ATASCADERO, CA

Past

April 7, 2015 - October 21, 2024

MONEY MANAGERS, INC.

RIA

CRD#: 151602

ATASCADERO, CA

Past

March 7, 2012 - May 15, 2015

GARCIA WEALTH MANAGEMENT GROUP, INC.

RIA

CRD#: 158082

TEMPLETON, CA

Past

February 26, 2008 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

TEMPLETON, CA

Past

February 18, 2008 - April 13, 2015

LPL FINANCIAL LLC

CRD#: 6413

TEMPLETON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLO MONEY MANAGERS

PAUL & CO. WEALTH MANAGEMENT, INC. | SLO MONEY MANAGERS

CRD#: 331617 / SEC#: 801-130860

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/6/2024)

IAR

Louisiana
(10/7/2024)

IAR

Texas
(1/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2008

General Securities Representative Examination

Current Firm

SLO MONEY MANAGERS

PAUL & CO. WEALTH MANAGEMENT, INC. | SLO MONEY MANAGERS

CRD#: 331617 / SEC#: 801-130860

RIA

Registered Investment Advisory firm - (8/6/2024 Approved)

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Contact information

Main Address

4555 El Camino Real Suite I, Atascadero, CA 93422

Mailing Address

Phone number

(805) 460-7232

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLO MONEY MANAGERS ADV PART 2A (1/9/2025)

Regulatory assets under management

Total Number of Accounts	529
AUM (Assets Under Management)	$ 131,639,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul A. Parotti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Parotti's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY MANAGERS, INC.

GARCIA WEALTH MANAGEMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SLO MONEY MANAGERS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2008

SIE

Date: 4/13/2015

Series 7

Date: 2/15/2008

Current Firm

SLO MONEY MANAGERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SLO MONEY MANAGERS

TRUST BUT VERIFY

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