Brandon J. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon James Burns, who also goes by Jim Burns, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2008. Brandon had worked at 4 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - January 10, 2014
TEXAS E&P PARTNERS, INC.
January 30, 2012 - May 3, 2013
NOBLES & RICHARDS, INC.
October 10, 2011 - November 11, 2011
SOURCE CAPITAL GROUP, INC.
September 6, 2010 - October 20, 2010
TEXAS E&P PARTNERS, INC.
October 8, 2009 - April 5, 2010
DBA THE DELTA COMPANY
March 5, 2008 - May 2, 2008
TEXAS E&P PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
