Jeremy K. Deal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Kenneth Deal was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2008. Jeremy had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2011 - January 3, 2015
JDP CAPITAL MANAGEMENT
April 3, 2008 - August 12, 2011
JDP MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
JDP CAPITAL MANAGEMENT
CRD#: 158363 / SEC#: 802-114652
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/14/2020 |
| California | ERA - Withdrawn | 1/2/2019 |
| Texas | ERA - Active | 1/2/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
