William J. Simpson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Simpson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2008. William had worked at 3 firms and has passed the Series 7TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - September 25, 2020
ABERDEEN FUND DISTRIBUTORS, LLC
January 12, 2009 - September 12, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
February 15, 2008 - April 27, 2010
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/25/2023
General Securities Representative ExaminationSeries 57TO
Date: 12/25/2023
Securities Trader ExamSeries 55
Date: 6/16/2008
Limited Representative-Equity Trader ExamCurrent Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
