Carolyn C. Barr
Professional summary
Carolyn Cetera Barr, who also goes by Carolyn Margaret Cetera, is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Carolyn has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Cetera Barr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2022 - Present
VESTOR CAPITAL, LLC
Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840August 4, 2017 - December 31, 2021
VESTOR CAPITAL, LLC
April 19, 2017 - May 29, 2020
VESTOR CAPITAL SECURITIES, LLC
July 14, 2016 - April 13, 2017
AON SECURITIES LLC
April 12, 2011 - May 8, 2012
GARTMORE DISTRIBUTION SERVICES, INC.
April 18, 2008 - November 6, 2015
HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.
Primary Firm SEC Registration
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2022)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
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