John Michael Maag
Professional Summary
John Michael Maag, who also goes by John Michael Maag Mr., is a registered financial advisor currently at STOCK TRADERS located in Huntington Beach, California. John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Michael Maag Mr.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
JOSLIN, JEFFREY ALEX | STOCK TRADERS
Contact Information
Main Address
16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647Mailing Address
16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815Phone Number
(714) 375-1788Established
California since 11/30/1994Firm Type
Sole ProprietorshipFiscal Year End
DecemberFirm Size
Small# of Employees
3FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOSLIN, JEFFREY ALEX | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 1245475 |
Regulatory Assets Under Management
Total Number of Accounts
96AUM (Assets Under Management)
$49,188,129Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/24/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2008About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Michael Maag's CRS (Customer Relationship Summary).
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