John M. Maag
Professional summary
John Michael Maag, who also goes by John Michael Maag Mr., is a registered financial professional currently at STOCK TRADERS located in Huntington Beach, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Maag's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2015 - Present
STOCK TRADERS
Office #1: 16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815September 4, 2009 - October 8, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 17, 2008 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/24/2015)
Exams
FINRA
Current Firm
STOCK TRADERS
CRD#: 37711 / SEC#: , 8-47899
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOSLIN, JEFFREY ALEX | SOLE PROP. / CHIEF COMPLIANCE OFFICER | 1245475 |
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 44,354,122 |
Red Flags
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