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MJ

Matthew H. Johnson

DEFINING LEGACY ADVISORS
Greensboro, NC
Some features on this profile are disabled
CRD#: 5484106
MJ

Professional summary


Matthew Henry Johnson, CFP®, who also goes by Matt Johnson, is a registered financial advisor currently at DEFINING LEGACY ADVISORS located in Greensboro, North Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Matt Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Matthew Henry Johnson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2011

Experience


Current

December 10, 2018 - Present

DEFINING LEGACY ADVISORS

RIA
CRD#: 299537
Greensboro, NC
Past

March 1, 2011 - December 5, 2018

MORTON WEALTH MANAGEMENT LLC

RIA
CRD#: 111471
GREENSBORO, NC
Past

October 27, 2009 - November 19, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
KERNERSVILLE, NC
Past

October 12, 2009 - November 19, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
KERNERSVILLE, NC
Past

September 8, 2008 - October 9, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA
CRD#: 3641
MOORESVILLE, NC
Past

August 20, 2008 - October 9, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

BD
CRD#: 3641
MOORESVILLE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/3/2022)
IAR
North Carolina
(12/10/2018)
IAR
South Carolina
(1/27/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/5/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DL
DEFINING LEGACY ADVISORS
DEFINING LEGACY ADVISORS | DEFINING LEGACY FINANCIAL ADVISORS LLC

CRD#: 299537 / SEC#:

Georgia
Registered Investment Advisory firm - (10/3/2022 Approved)
North Carolina
Registered Investment Advisory firm - (12/10/2018 Approved)
South Carolina
Registered Investment Advisory firm - (1/27/2021 Approved)
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Contact information


Main Address
Greensboro, NC
Mailing Address
7 Corporate Center Court Suite B, Greensboro, NC 27408
Phone number
(336) 542-2019
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts181
AUM (Assets Under Management)$ 11,419,133

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEFINING LEGACY ADVISORS

CRD#: 299537Greensboro, NC

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