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Thomas Christopher Dillon

CRD# 5484049·Registered 2008 - 2026
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Christopher Dillon was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2008 - 2026. Thomas had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years registered in the securities industry

Current & Past Employments

Past

IFP SECURITIES, LLCPast·CRD# 297287
BD
Crescent Springs, KY
May 22, 2019 - November 3, 2026
INDEPENDENT FINANCIAL PARTNERSPast·CRD# 125112
RIA
Crescent Springs, KY
December 14, 2011 - November 3, 2026
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Florence, KY
March 22, 2018 - May 23, 2019
LPL FINANCIAL LLCPast·CRD# 6413
BD
Florence, KY
December 10, 2010 - May 23, 2019
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
Florence, KY
August 22, 2008 - December 10, 2010

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Current Firm

IS
IFP SECURITIES, LLC

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: 8-70150
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone Number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFP GROUP, LLCOWNER—
ACHESON, JEFFERY ALLENCHIEF STRATEGY & GROWTH OFFICER706698
GILMAN, AARON LEECHIEF INVESTMENT OFFICER5611425
HAMM, WILLIAM CHRISTOPHERPRESIDENT & CHIEF EXECUTIVE OFFICER5814331
HAMM, WILLIAM EUGENE JREXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS1227713
JOHNSON, TORIANCHIEF COMPLIANCE OFFICER5363604
MEJIA, OSCAR MIGUELFINOP & CHIEF OPERATING OFFICER5569235

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 12/02/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s)
(2) 05/08/2012: IFP - Registered Investment Advisor - DBA: (hybrid) Independent Financial Partners - Investment Related - At Reported Business Location(s) - 25% Time Spent - I will charge percentage on advice and fix or flat fee for financial plans.
(3) 10/23/2013: DBA - IFP Plan Magagement - Investment Related - At Reported Business Location(s) - 15% Time Spent - Individaul 401K planning.
(4) 10/23/2013: DBA - Bosch Financial - Investment Related - At Reported Business Location(s) - 25% Time Spent - Asset under Management for fees
(5) Thomas C. Dillon; Investment Related; 1732 Monticello Dr, Ft. Wright, KY 41011; Selling Medicare advantage and medicare supplements; Fixed Life, Indexed Annuities, Property & Casualty, Health, Disability or LTC Insurance; 15 hours per month; start date 2/1/20.
(6) St. Benedict – not investment related – 338 East 17th St., Covington, KY 41014 – Catholic Church/non-profit organization – board member – start date Jun 1, 2018 – 1 hour/month – serves as one of eight committee members who review and monitor the church’s finances; does not handle funds or have final decision-making authority

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2008About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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