AM
Amanda Mahland
HBKS WEALTH ADVISORS
NAPLES, FL 34103
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CRD#: 5483370
AM
Professional summary
Amanda Mahland is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Naples, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Naples, Florida.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Amanda has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HBKSORCE FINANCIAL; DBA HBKS WEALTH ADVISORS. INVESTMENT-RELATED; ADRESS: 3838 TAMIAMI TRAIL N, STE 201, NAPLES, FL 34103; NATURE: RIA; START DATE 1/16/08; POSITION: ADMINISTRATIVE ASSISTANT; APPROXIMATE HRS PER MONTH: 160; DURING SECURITIES TRADING HRS: 160 PER MONTH; DUTIES: PRIMARILY PROVIDING ADMINISTRATIVE SUPPORT FOR TWO FINANCIAL ADVISORS IN THE OFFICE.
2) PURSHE KAPLAN STERLING INVESTMENTS, 3838 TAMIAMI TRAIL NORTH, SUITE 201, NAPLES, FL 34103; 2009 TO PRESENT, REGISTERED REPRESENTATIVE
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Mahland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2011 - Present
HBKS WEALTH ADVISORS
Office #1: 3838 Tamiami Trail North Suite 202, Naples, FL 34103RIA
CRD#: 112139
NAPLES, FL
Current
September 21, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 3838 Tamiami Trail North Suite 201, Naples, FL 34103BD
CRD#: 35747
Naples, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/21/2009)
IAR
Florida(4/20/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
