Leighton T. Zema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leighton Tugger Zema, who also goes by Leighton M Zema, Leighton Matthew Zema, Leighton T Zema, Tugger Zema, was a registered financial professional .
Leighton is a previously registered financial professional and started their career in finance in 2008. Leighton had worked at 6 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2020 - November 4, 2020
TERRA CAPITAL MARKETS LLC
June 9, 2015 - May 18, 2018
FORESIDE FUND SERVICES, LLC
March 3, 2015 - June 8, 2015
QUASAR DISTRIBUTORS, LLC
October 31, 2013 - January 23, 2015
SG AMERICAS SECURITIES, LLC
May 6, 2009 - October 22, 2013
NEUBERGER BERMAN BD LLC
October 1, 2008 - October 22, 2013
NEUBERGER BERMAN BD LLC
May 29, 2008 - September 17, 2008
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
TERRA CAPITAL MARKETS LLC
CRD#: 123762 / SEC#: , 8-65611
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
