Summer L. Hathaway

KORHORN FINANCIAL GROUP

Edwardsburg, MI 49112

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CRD#: 5483318

Professional summary

Summer Lee Hathaway, CFP®, who also goes by Summer L Matthews, is a registered financial advisor currently at KORHORN FINANCIAL GROUP located in Edwardsburg, Michigan.

Summer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Summer has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Summer L Matthews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Since 12/17/2007, have worked at Korhorn Financial Group, Inc, investment related, located at 6910 N. Main Street, Building 16 Unit 41, Granger, IN 46530. Parent company of Insurance, Tax and RIA LLCs. Position: employee and duties include assisting in the running of day to day operations, 180 hours spent per month, 140 hours spent per month during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer Lee Hathaway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 12, 2022 - Present

KORHORN FINANCIAL GROUP

Office #1: 69950 M-62, Edwardsburg, MI 49112

RIA

CRD#: 128606

Edwardsburg, MI

Past

August 2, 2016 - September 12, 2022

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

Granger, IN

Past

November 20, 2013 - December 31, 2021

KORHORN FINANCIAL GROUP

RIA

CRD#: 128606

GRANGER, IN

Past

July 23, 2010 - November 20, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

GRANGER, IN

Past

June 18, 2008 - August 1, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

GRANGER, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KORHORN FINANCIAL GROUP

KFG WEALTH MANAGEMENT, LLC | KORHORN FINANCIAL GROUP, INC. | KORHORN FINANCIAL GROUP

CRD#: 128606 / SEC#: 801-78914

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (3/4/2014 Terminated)

Indiana

Registered Investment Advisory firm - (3/4/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2013

General Securities Principal Examination

Current Firm

KORHORN FINANCIAL GROUP

KFG WEALTH MANAGEMENT, LLC | KORHORN FINANCIAL GROUP, INC. | KORHORN FINANCIAL GROUP

CRD#: 128606 / SEC#: 801-78914

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (3/4/2014 Terminated)

Indiana

Registered Investment Advisory firm - (3/4/2014 Terminated)

Michigan

Registered Investment Advisory firm - (3/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/4/2014 Terminated)

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Contact information

Main Address

6910 North Main Street Building 16, Unit 41, Granger, IN 46530-8855

Mailing Address

Phone number

(574) 247-5898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/15/2025)

Regulatory assets under management

Total Number of Accounts	5,478
AUM (Assets Under Management)	$ 934,546,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Summer L. Hathaway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer Lee Hathaway's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

KORHORN FINANCIAL GROUP

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

KORHORN FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2008

Series 24

Date: 5/15/2013

Current Firm

KORHORN FINANCIAL GROUP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KORHORN FINANCIAL GROUP

TRUST BUT VERIFY

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