Paul D. Guercio
Professional summary
Paul David Guercio, who also goes by Paul D Guercio, is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2010. Paul has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul David Guercio's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2010 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue, Suite 1100, Chicago, IL 60611State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2010)
Exams
FINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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