Ryan Dow

MATTERN CAPITAL MANAGEMENT

Lakewood, CO 80228

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CRD#: 5483108

Professional summary

Ryan Dow, CFP®, who also goes by Ryan Marshall Dow, is a registered financial advisor currently at MATTERN CAPITAL MANAGEMENT, LLC located in Lakewood, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Marshall Dow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Dow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 2, 2021 - Present

MATTERN CAPITAL MANAGEMENT, LLC

Office #1: 165 S. Union Blvd Suite 780, Lakewood, CO 80228

RIA

CRD#: 299342

Lakewood, CO

Past

August 5, 2010 - July 20, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

August 5, 2010 - July 20, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

April 7, 2008 - August 5, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

DENVER, CO

Past

March 24, 2008 - August 5, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATTERN CAPITAL MANAGEMENT, LLC

CRD#: 299342 / SEC#: 801-114522

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/2/2021)

IAR

Texas
(6/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/30/2020

General Securities Sales Supervisor - Options Module Examination

Current Firm

MATTERN CAPITAL MANAGEMENT, LLC

CRD#: 299342 / SEC#: 801-114522

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

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Contact information

Main Address

165 S. Union Blvd Suite 780, Lakewood, CO 80228

Mailing Address

Phone number

(720) 710-2934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATTERN CAPITAL FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,190
AUM (Assets Under Management)	$ 998,867,587

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan Dow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Dow's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

MATTERN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2008

Series 9

Date: 11/30/2020

Current Firm

MATTERN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATTERN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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