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JH

John Alan Hunter

CRD# 5483076·Registered 2008 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Alan Hunter was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2008 - 2015. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

SICKLE HUNTER FINANCIAL ADVISORS·CRD# 172256
RIA
Tampa, FL
January 21, 2015 - December 21, 2015
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Tampa, FL
February 4, 2011 - January 2, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Tampa, FL
January 7, 2011 - January 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Tampa, FL
March 18, 2008 - January 11, 2011
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Tampa, FL
March 4, 2008 - January 11, 2011

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Current Firm

SH
SICKLE HUNTER FINANCIAL ADVISORS

HTTPS://WWW.FACEBOOK.COM/SICKLEHUNTERFA/ | YOUTUBE | TWITTER @TRAVISSICKLE | TWITTER @SICKLEHUNTERFA | THE INCREDIBLE PENNY | SICKLE HUNTER FINANCIAL ADVISORS, INC. | SICKLE HUNTER FINANCIAL ADVISORS | KTLC PROPERTIES, LLC | HTTPS://WWW.LINKEDIN.COM/COMPANY/SICKLE-HUNTER-FINANCIAL-ADVISORS

CRD#: 172256
Florida
Registered Investment Advisory firm - Florida (11/10/2014 Approved)

Contact Information

Main Address

1646 W Snow Avenue Suite 144, Tampa, FL 33606

Mailing Address

1646 W Snow Avenue Suite 144, Tampa, FL 33606

Phone Number

(813) 321-6423

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

100

AUM (Assets Under Management)

$45,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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