Marie F. Heidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie F Heidt was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 2009. Marie had worked at 5 firms and has passed the Series 66, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - January 22, 2014
AMERICAN FAMILY SECURITIES, LLC
August 1, 2012 - March 14, 2013
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - March 14, 2013
BMO HARRIS FINANCIAL ADVISORS, INC.
April 20, 2012 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
May 26, 2010 - April 19, 2012
M&I INVESTMENT MANAGEMENT CORP.
May 26, 2010 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
October 16, 2009 - May 19, 2010
OSAIC FA, INC.
April 28, 2009 - May 19, 2010
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FAMILY SECURITIES, LLC
CRD#: 104433 / SEC#: , 8-52899
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FAMILY MUTUAL INSURANCE COMPANY | SOLE MEMBER | |
| DENNY, MAUREEN LINETTE | PRESIDENT | 4710109 |
| DENNY, MAUREEN LINETTE | VP PRODUCT | 4710109 |
| GRASEE, KARI ELIZABETH | TREASURER | 4611618 |
| GRASEE, KARI ELIZABETH | CHIEF FINANCIAL OFFICER | 4611618 |
| HAUGLAND, SUSAN MARJORIE | CHIEF COMPLIANCE OFFICER | 4398697 |
| HOLMAN, DAVID CLIFFORD | DIRECTOR | 5890029 |
| HOLMAN, DAVID CLIFFORD | SECRETARY | 5890029 |
| KELLY, DANIEL JAMES | DIRECTOR | 4279218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
