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Alexander D Watts

NEW EDGE WEALTH
Atlanta, GA
·CRD# 5482440·13 years experience

Professional Summary

Alexander D Watts is a registered financial advisor currently at NEW EDGE WEALTH located in Atlanta, Georgia and NEWEDGE SECURITIES, LLC located in Atlanta, Georgia. Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alexander has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

NEW EDGE WEALTH·CRD# 307771
RIA
1380 West Paces Ferry Road Nw, Suite 2170, Atlanta, GA 30327
May 22, 2026 - Present
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
1380 West Paces Ferry Road Nw Suite 2170, Atlanta, GA 30327
May 22, 2026 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Atlanta, GA
February 10, 2016 - May 23, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Atlanta, GA
January 22, 2016 - May 23, 2026
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Atlanta, GA
August 2, 2013 - January 27, 2016

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Current Firm

NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Phone Number

(203) 424-2262

# of Employees

211

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

19,593

AUM (Assets Under Management)

$19,926,358,801

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
01/27/2025Cover PageReport
12/22/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*90717FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST FOR PUBLIC LANDINVESTMENT RELATED: NADDRESS OF BUSINESS:ATLANTA, GEORGIA 30308NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FUNDRAISING FOR ANNUAL EVENT I* 409559For profit or not for profit: Entity For Profit Name of outside business organization: Watts Group Arlington LLC Investment related: yes Address of business: Atlanta, GA, 30306Nature of business: Limited Liability Compan Position, title, association: Other Start date of relationship: 04/01/2021Number of hours devoted: 5 yearly Number of hours devoted during trading hours: 0Duties: I am trying to open an LLC, in order to hold a Private Real Estate direct investment. I*2175435, Entity Type: Entity Charitable, Name of OBA: ACG, Address: Atlanta, Georgia, 30326, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/28/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: ACG is a networking group, platinum sponsor this year is BofA. The ACG Fast 40 seeks to Identify the fastest 40 growing co's in Georgia. This is my 1st year, so I'm mostly an observer. Watts Family Office, LLC*No Invest*1103 St Augustine Pl NE*5/1/26*LLC company for my 1099 expenses*Sole Owner*N/A; work with Staci James Senior Accountant�|�NewEdge Capital Group on expenses etc. at year end*5 Hr Trade/5 Non Trade

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH

ALIGNED BY NEWEDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC | NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - SEC (3/25/2020 Approved)
Maryland
Registered Investment Advisory firm - Maryland (2/28/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/25/2020 Terminated)
South Dakota
Registered Investment Advisory firm - South Dakota (2/24/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (2/24/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/22/2026)
RR
Arkansas
(5/22/2026)
RR
Delaware
(5/22/2026)
RR
District of Columbia
(5/22/2026)
RR
Florida
(5/22/2026)
RR
Georgia
(5/22/2026)
IAR
Georgia
(5/26/2026)
RR
Massachusetts
(5/22/2026)
RR
Nevada
(5/22/2026)
RR
New York
(5/22/2026)
RR
Oklahoma
(9/17/2026)
RR
South Carolina
(5/22/2026)
RR
Tennessee
(5/22/2026)
RR
Texas
(5/22/2026)
IAR
Texas
(5/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Alexander D Watts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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