DK
Daniel M. Krug
DANIEL KRUG & ASSOCIATES
CLARKSTON, MI 48348
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CRD#: 5482435
DK
Professional summary
Daniel Martin Krug is a registered financial advisor currently at DANIEL KRUG & ASSOCIATES located in Clarkston, Michigan.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TRUSTEE FOR THE BENEFIT OF BERNADETTE KELLNER ; BERNADETTE KELLNER IRREVOCABLE TRUST ; MANAGE TRUST FINANCES FOR BENEFIT OF BERNADETTE KELLNER ; START DATE 4/2/2014 ; NON SECURITIES CLIENTS ; NOT INVESTMENT-RELATED ; SPEND NO MORE THAN 4 HOURS PER WEEK 2.) TRUSTEE FOR THE BENEFIT OF RAYMOND JONES ; PATRICIA JONES TRUST ; MANAGE TRUST FINANCES FOR BENEFIT OF RAYMOND JONES ; START DATE 10/5/2006 ; NON SECURITIES CLIENTS ; NOT INVESTMENT-RELATED ; SPEND NO MORE THAN 4 HOURS PER WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martin Krug's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2019 - Present
DANIEL KRUG & ASSOCIATES
Office #1: 8040 Ortonville Rd Suite D, Clarkston, MI 48348RIA
CRD#: 298532
CLARKSTON, MI
Past
March 4, 2013 - December 31, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
CLARKSTON, MI
Past
March 1, 2013 - March 1, 2019
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
CLARKSTON, MI
Past
April 26, 2010 - March 1, 2013
SPC
RIA
CRD#: 110692
CLARKSTON, MI
Past
April 28, 2008 - March 1, 2013
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
CLARKSTON, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DK
DANIEL KRUG & ASSOCIATES
DANIEL KRUG & ASSOCIATES | DANIEL KRUG & ASSOCIATES, INC.
CRD#: 298532 / SEC#: 801-130573
RIA
Registered Investment Advisory firm - (6/27/2024 Approved)Florida
Registered Investment Advisory firm - (7/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/18/2024 Terminated)Texas
Registered Investment Advisory firm - (7/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/3/2019)
IAR
Michigan(1/9/2019)
IAR
Texas(1/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DK
DANIEL KRUG & ASSOCIATES
DANIEL KRUG & ASSOCIATES | DANIEL KRUG & ASSOCIATES, INC.
CRD#: 298532 / SEC#: 801-130573
RIA
Registered Investment Advisory firm - (6/27/2024 Approved)Florida
Registered Investment Advisory firm - (7/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/18/2024 Terminated)Texas
Registered Investment Advisory firm - (7/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8040 Ortonville Rd Suite D, Clarkston, MI 48348
Mailing Address
Phone number
(248) 625-2788
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,004 |
| AUM (Assets Under Management) | $ 130,938,459 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
