Amy M. Friedman

KEVIN KENNEDY

Simi Valley, CA

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CRD#: 5482272

Professional summary

Amy Mackay Friedman, CFP®, who also goes by Amy Friedman, Amy Louise Mackay, is a registered financial advisor currently at KEVIN KENNEDY, LLC located in Simi Valley, California.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Amy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Friedman | Amy Louise Mackay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Mackay Friedman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 22, 2024 - Present

KEVIN KENNEDY, LLC

RIA

CRD#: 133193

Simi Valley, CA

Past

December 4, 2015 - February 16, 2024

FINANCIAL SECURITY SOLUTIONS, CORP.

RIA

CRD#: 124085

TARZANA, CA

Past

April 17, 2015 - January 30, 2024

OSAIC WEALTH, INC.

CRD#: 23131

TARZANA, CA

Past

September 8, 2009 - April 17, 2015

LPL FINANCIAL LLC

CRD#: 6413

ENCINO, CA

Past

December 22, 2008 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

OAK PARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2008

General Securities Representative Examination

Current Firm

KEVIN KENNEDY, LLC

KEVIN KENNEDY | KEVIN KENNEDY, LLC

CRD#: 133193 / SEC#:

California

Registered Investment Advisory firm - (9/24/2004 Approved)

Louisiana

Registered Investment Advisory firm - (2/28/2022 Approved)

Texas

Registered Investment Advisory firm - (12/9/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1516 Oak Street Suite 101, Alameda, CA 94501

Mailing Address

Phone number

(510) 748-1898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Amy M. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Mackay Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEVIN KENNEDY, LLC

FINANCIAL SECURITY SOLUTIONS, CORP.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2009

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2008

Current Firm

KEVIN KENNEDY, LLC

Contact information

Documents

Red Flags

Company Information

KEVIN KENNEDY, LLC

TRUST BUT VERIFY

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